8th September 2011

Compliancy Services: September 2011 Newsletter

ABI Lobbies FSA on Delay to Legacy Commission Ban
The Association of British Insurers has written to FSA Chief Executive Hector Sants to push for a delay in introducing the ban on legacy commission...

 FSA to Start Issuing Product Warnings
The FSA is to start product warnings as part of its hard line approach to product intervention and says it will not wait for Europe to push ahead with tougher product regulation plans...

New Association of Claims Managers
The Association of Professional Claims Managers (APCM), a new association for financial claims firms has launched...

Special Feature:  Retail Distribution Review (RDR)
Here at CSL we are often asked to de-mystify the Retail Distribution Review (RDR) and to assist firms in their understanding.

FSA Publishes Amount of Redress Paid to PPI Complainants in First Half of 2011
The FSA has published details of the amount of redress paid by firms during the first six months of 2011 to consumers who have complained about the way they were sold PPI.

FSA Publishes Amount of Redress Paid to PPI Complainants in First Half of 2011
The FSA has published details of the amount of redress paid by firms during the first six months of 2011 to consumers who have complained about the way they were sold PPI.

Financial Services Authority:  How Transposition of the Revised Directive Transposition Affects Your Firm
The FSA have published Policy Statement - PS11/10: Transposition of the Revised UCITS Directive..

How Should the UK Approach the EU Proposal to Create a European Asset Preservation Order?
The European Commission has published a proposed Regulation creating a European Account Preservation Order (EAPO) to facilitate cross-border debt recovery in civil and commercial matters

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